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Research Security Should Be A National Priority

Context

  • India aims to lead in strategic and emerging technologies like space, defense, and AI by 2047.
  • Significant investments are crucial to achieve global competitiveness and address societal challenges.
Global Context and Examples
  • International Incidents: Several cases highlight the need for enhanced research security:
    • A senior professor at Harvard University and two Chinese students were arrested for not disclosing links to Chinese funding while receiving U.S. Department of Defense funding.
    • COVID-19 vaccine research facilities faced cyberattacks aimed at stealing sensitive data.
    • The European Space Agency (ESA) experienced cyberattacks that prompted partnerships with the European Defence Agency on cybersecurity.

Global Responses to Research Security

  • United States: The US CHIPS and Science Act includes provisions for research security, supported by guidelines from the National Institute of Standards and Technology.
  • Canada: Implemented National Security Guidelines for Research Partnerships, identifying sensitive technologies and institutions from countries like China, Iran, and Russia.
  • European Union: The European Council recommends self-governance principles and risk-based responses, emphasizing the establishment of a centre of expertise on research security.

Research Security in India

  • Current State: Despite India’s progress in strategic R&D, research security has not received adequate attention in academic or policymaking circles.
    • This leaves gaps that adversaries could exploit.
  • Key challenges include:
    • Foreign influence on universities and research labs.
    • Vulnerabilities in strategic research infrastructure.
    • Insider threats through personnel hiring and access control practices.
    • Limited existing frameworks for securing sensitive data and technologies.

Proposed Measures for India

  • Mapping Vulnerabilities: Assess foreign influence and funding in universities.
    • Review vulnerabilities in research labs and infrastructure.
    • Evaluate insider threats in critical facilities.
    • Audit foreign collaborations in strategic sectors.
  • Developing a Research Security Framework: Categorise research based on strategic value, economic impact, and national security implications.
    • Adopt a risk-based and proportionate response, as recommended by the EU.
    • Develop a surveillance mechanism to monitor emerging risks.
  • Capacity Building and Collaboration: Engage with trusted international partners for initial capacity-building efforts.
    • Foster collaboration between security agencies, researchers, and technical experts to draft guidelines.
    • Establish a Research Security Office under the Anusandhan National Research Foundation (ANRF) to coordinate and implement security measures.

Addressing Challenges

  • Academic Freedom vs. Research Security: Balancing restrictions on foreign funding/collaborations with the collaborative nature of science.
    • Ensuring that security measures do not stifle open science principles (e.g., open data, shared research infrastructure).
  • Administrative Burden: Minimise bureaucracy to prevent additional administrative challenges for researchers.
  • Avoiding Overreach: Prevent research security from becoming a tool for political interference in academia.
    • Ensure decisions are guided by technical expertise, not solely by intelligence/security agencies.

Implementation Strategy

  • Secure funding and effective communication to create a cadre of research security professionals.
  • Engage researchers at all decision-making levels.
  • Adopt the principle: “As open as possible, as closed as necessary.”
  • Use the ANRF as a focal point for coordination among security agencies and academic institutions.

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